Title: The SEC Is Concerned for Older Investors and Retirement Savers. Here's What You Should Know.
Article Snip: "The SEC's examination priorities for next year provide warning for older investors as well as retirement savers about potential landmines to avoid. ...choosing investments that are appropriate for the client's risk tolerance and not those that generate the most in fees or commissions for the adviser. ..."
Reference: www.kiplinger.com